Skip to content
Baruch college | Baruch College-logo Baruch College-logo City University of New York CUNY-logo

Office of Research Compliance and Outreach

Menu

    About Baruch
    Admissions
    Academic Affairs
    Arts
    Athletics
    Students
    Alumni
    • ORCO
    • HRPP/IRB Review Policy
    • Empowering Ethical Research at Baruch
    • Human Subjects
    • Export Control
    • Research Agreements
    • IACUC Administration
    • Contact us

    HRPP/IRB Review Policy

    The Office of Research Compliance and Outreach (ORCO) is responsible for ensuring Baruch College’s human subject research complies with federal and state regulations, CUNY University policy, and the highest ethical standards. ORCO’s HRPP staff concentrate on reviewing IRB applications to ensure submissions are ready for CUNY UI-IRB review or ready to receive a final determination. A major component of the IRB review process involves providing investigators with personalized feedback and documentation regarding each project’s ethical dimensions in order to ensure compliance with federal and institutional regulations and requirements.

    ORCO’s goal is to process each submission in a fair and efficient manner. To allow HRPP staff to conduct a thorough and timely review, submissions are processed on a rolling basis in the order they are received. Investigators frequently request their protocol receive an accelerated review. The current volume of submissions precludes us from pulling items out of the queue. To do so would delay the processing of submissions from other investigators.

    Exceptions to the ethics review procedures cannot be made to accommodate external or personal timelines.

    No research activities involving human subject participants or identifiable data, including recruitment, may begin until final IRB approval or an exempt determination is granted.

    As a guide, investigators should plan to submit a complete application for IRB review at least three months prior to beginning low-risk studies. Researchers planning studies with international subjects, protected or vulnerable populations, or greater- than-minimal-risk research should plan to submit at least six months prior to beginning the study. Sufficient time should be provided in your research plan, as an allowance for any IRB-required changes to the research protocol and office/campus closures. Failure to plan for the IRB review process may delay your timeline for the initiation of the research.

     

    Factors that influence the speed of protocol review
    • Risks to participants. Studies involving low risk to subjects are typically eligible to receive Exempt review which can be finalized by an HRPP regulatory expert, while minimal risk studies can be reviewed and approved by one or two IRB reviewers. However, greater-than-minimal-risk studies require more reviewers or a full-panel review.
    • Complete information. Before starting an application,  please review the IRBManager Application Manual, Human Subject Research Training Videos, and IRBManager Help Library to ensure that you are submitting a complete application for IRB review. Create a new project and submit materials for review in IRBManager.  Incomplete submissions will not be assigned for CUNY UI-IRB review until all materials are complete.  Missing information or documentation will delay the review process.
    • Attention to detail.  Creating a clear and detailed submission packet will greatly impact the reviewer’s ability to make a determination in a timely manner.  Information presented in more than one place, in the protocol and in the consent form for example, should be consistent.  Where there are inconsistencies, the reviewer often has to request clarification or further information to ensure that the regulatory requirements are being met.  Reviewers cannot make determinations based on assumptions, so clearly and consistently state your research plan throughout all your submission materials.
    Exempt and Expedited Review

    An exact HRPP/IRB approval timeline cannot be provided as it will vary from one submission to another. We recommend minimal risk studies be submitted at least three months prior to the planned start date of the research. Many protocols are not approved on the first review because there are typically reviewer questions or concerns about the content. Approval is dependent on meeting the regulatory criteria and the timely cooperation of the investigator(s) in responding to the HRPP/IRB’s requests for modifications. Approval turnaround times may also be affected by outside factors such as Export Control, Conflict of Interest,  Contracts/Agreements, CUNY permissions, or Federal/International regulations.

    Full-Board or Convened Board Review

    Approval times for studies that require full-board review by the CUNY UI-IRB may be affected by the timing of full board meetings. Full board meetings are scheduled twice a month. If your protocol materials are not received prior to the published board submission deadline, the review will be scheduled for the next scheduled meeting.

    If your study may require full Board review, please take note of the CUNY UI-IRB meeting schedule and be advised that a complete submission would need to be received at least three weeks prior to the scheduled meeting date in order to be placed on the meeting agenda.  We recommend that studies that may require full IRB review be submitted at least six months prior to the planned start date of the research.

    Continuing Review/Annual Check-In

    Most minimal risk research is not required to undergo continuing review. All protocols regardless of review type (exempt, expedited, or full) are required to undergo an annual check-in which will occur 364 days after last approval. Protocols approved without expiration dates (e.g., protocols determined exempt, exempt with limited IRB review, or expedited) must be revalidated annually by using the Annual Check-In Feature. PIs automatically receive an annual email after the protocol’s initial approval and/or the study’s approval anniversary date. The email contains a link for PIs to complete a short Annual Check-In Form. The Annual Check-In Form asks Researchers questions regarding the study’s current status and maintaining research compliance with IRB requirements. The form also gives Researchers the opportunity to verify their Research Team’s CITI certifications, upload annual reporting documentation, report compliance events, and close out the study if all human subject research activities have been completed. Failure to complete the Annual Check-In Process will result in administrative closure.

    Final Reports

    Once studies are completed (i.e. subjects are no longer being enrolled/private identifiable information is no longer being obtained) a final report must be submitted to the Research Compliance and Outreach Office. PIs and if applicable Faculty Advisors are responsible for ensuring that final reports are submitted in a timely manner.

    Revised Version: 05.30.2025


    Office of Research Compliance and Outreach
    • Contact Us
    • About Our Site
    • Privacy
    • Site Map
    • Text Only
    Baruch College | One Bernard Baruch Way
    55 Lexington Avenue (at 24th Street) | New York, NY 10010
    646-312-1000
    CUNY logo
    CUNY logo